March 13th, 2018 by Nick Railton-Edwards
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The European Commission has published a proposal for significant changes to the Prudential Regime for EU investment firms, amending the framework set out in the capital requirements directive and regulation (CRD IV/CRR) and in MiFID2/MiFIR. The proposal will impact the Prudential Requirements on individual firms and the categories to which they belong.

A full review and analysis of the proposal by DRS’ Michael Beaton can be found here:

Prudential supervision of investment firms

 

 

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