MIFIR/MIFID II

Sun 03 Jul, 2022

Deadline for the Commission to submit the Report on article 37 MiFIR on non-discriminatory access to and obligation to licence benchmarks

Fri 03 Sep, 2021

Deadline for the Commission to present a Report on the consolidated tape, in respect of bonds, structured finance products, emission allowances and derivatives (Article 65(2) MiFID II)

Fri 03 Jul, 2020

Deadline for the Commission to submit the Report on Article 26 – Obligation to report transactions, the Report on Article 28 – Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emision allowances and derivatives and the Reports set out in Article 52(7), (8), (9), (10) and (11) MiFIR

Tue 03 Mar, 2020

Deadline for the Commission to submit the Reports set out in Article 52(1), (4), (5) and (6) MiFIR

Tue 03 Mar, 2020

Deadline for the Commission to present a Report on OTFs, SME growth markets, algorithmic trading and high-frequency algorithmic trading, ban of certain products or practices, administrative and criminal sanctions, position limits and position management, development in prices for pre and post trade transparency data, disclosure of fees, commission and non-monetary benefits in connection with the provision of an investment service (Article 90, MiFID II)

Fri 03 Jan, 2020

MiFIR provisions on non-discriminatory access to and obligation to licence benchmarks start applying (Article 37 (1)(2)(3) MiFIR)

Tue 03 Sep, 2019

MiFID II provisions on real time consolidated tape provider start applying, in respect of bonds, structured finance products, emission allowances and derivatives (Article 65(2) MiFID II)

Tue 03 Sep, 2019

Deadline for the Commission to present a Report on the consolidated tape, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments (Article 65(1) MiFID II)

Tue 01 Jan, 2019

Deadline for the Commission to submit a report, after consulting ESMA and ACER, assessing the potential impact on energy prices and on the functioning of the energy market as well as the feasibility and the benefits in terms of reducing counterparty and systemic risks and the direct costs of C6 energy derivative contracts being made subject to the clearing obligation, the risk mitigation techniques and their inclusion in calculating the clearing threshold (Article 90 (4) MiFID II)

Wed 03 Jan, 2018

Entry into application of MiFID II / MiFIR

Mon 03 Jul, 2017

MiFID II/ MiFIR implementation deadline.

Tue 03 Jan, 2017

Deadline for ESMA to develop guidelines on complex debt instruments and structured deposits under MiFID II (See CP ESMA /2015/610)

Tue 03 Jan, 2017

Deadline for ESMA to develop guidelines for the assessment of knowledge and competence in respect of articles 24 and 25 of  MiFID II (See CP  ESMA/2015/753)

Tue 03 Jan, 2017

Deadline for ESMA to develop guidelines on the application of legal entity identifiers within the Union in line with international standards, in particular those established by the FSB (Article 26(6) on Obligation to report transactions, MiFIR)

Fri 16 Dec, 2016

ESMA publishes Compliance Table – Guidelines on cross-selling practices (ESMA/2016/574

Fri 09 Dec, 2016

Entry into force of Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks (Text with EEA relevance )

Fri 09 Dec, 2016

Entry into force of Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients (Text with EEA relevance )

Fri 09 Dec, 2016

Entry into force of Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation (Text with EEA relevance )

Wed 07 Dec, 2016

ESMA publishes Compliance Table – Guidelines for the assessment of knowledge and competence (ESMA/2015/1886)

Thu 10 Nov, 2016

ESMA publishes Consultation Paper Draft RTS on package orders for which there is a liquid market  (ESMA/2016/1562)

Mon 31 Oct, 2016

FCA publishes consultation paper on implementing MiFID II (CP 3, expected autumn 2016)

Mon 10 Oct, 2016

ESMA publishes Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II (ESMA/2016/1452)

Mon 10 Oct, 2016

ESMA publishes Final Report Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II (ESMA/2016/1451)

Thu 06 Oct, 2016

ESMA publishes Consultation Paper Guidelines on the calibration, publication and reporting of trading halts (ESMA/2016/1440)

Wed 05 Oct, 2016

ESMA publishes Consultation Paper Guidelines on specific notions under MiFID II related to the management body of market operators and data reporting services providers (ESMA/2016/1437)

Wed 05 Oct, 2016

ESMA publishes Consultation Paper Draft guidelines on MiFID II product governance requirements (ESMA/2016/1436)

Mon 03 Oct, 2016

ESMA publishes Consultation Paper RTS specifying the scope of the consolidated tape for non-equity financial instruments (ESMA/2016/1422)

Wed 21 Sep, 2016

ESMA publishes Discussion Paper The trading obligation for derivatives under MiFIR (ESMA/2016/1389)

Sun 31 Jul, 2016

FCA publishes 2nd consultation paper on implementing MiFID II (CP16/19)

Tue 12 Jul, 2016

Corrigendum of MiFIR published in the OJ (fixing minor issues)

Sun 03 Jul, 2016

Deadline for the Commission to submit a Report assessing the need to temporarily exclude ETDs from the scope of article 36 and 26 on non-discriminatory access to a CCP or trading venue under MiFIR (Article 52(2))

Fri 01 Jul, 2016

Entry into force of Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending MiFIR, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories, delaying application of MiFIR

Fri 01 Jul, 2016

Entry into force of Directive (EU) 2016/1034 of the European Parliament and of the Council of 23 June 2016 amending MiFID II, delaying the application

Thu 30 Jun, 2016

FCA publishes Policy Statement (rules) on implementation of MiFID II (expected)

Wed 15 Jun, 2016

Entry into force of Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to MiFID II (2016/824)

Mon 30 May, 2016

ESMA publishes Opinion on revised RTS: Draft Regulatory Technical Standard on criteria for establishing when an activity is to be considered ancillary to the main business (ESMA/2016/730)

Thu 26 May, 2016

ESMA publishes Final Report Draft regulatory technical standards on indirect clearing arrangements under EMIR and MiFIR (ESMA/2016/725)

Wed 04 May, 2016

ESMA publishes Final Report Amendment of ESMA draft regulatory technical standards on reporting obligations under Article 26 of MiFIR (ESMA/2016/653)

Mon 02 May, 2016

ESMA publishes two Opinions on revised RTS: Draft Regulatory Technical Standards on methodology for calculation and the application of position limits for commodity derivatives traded on trading venues and economically equivalent OTC contracts (ESMA/2016/668) and Draft Regulatory Technical Standards on transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives under MiFIR  (ESMA/2016/666)

Mon 04 Apr, 2016

ESMA publishes Final Report Risk Assessment On the temporary exclusion of ETD from Articles 35 and 36 of MiFIR. ETD will not be exempted. (ESMA/2016/461)

Tue 08 Mar, 2016

Deadline for feedback on FCA main consultation paper on implementing MiFID II, Conduct & Markets

Thu 31 Dec, 2015

Certain draft ITS and RTS relating to consumer protection issues will be published by ESMA (expected)

Wed 23 Dec, 2015

ESMA publishes Consultation Paper Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation (ESMA/2015/1909)

Thu 17 Dec, 2015

ESMA publishes Final Report Guidelines for the assessment of knowledge and competence (ESMA/2015/1886)

Tue 15 Dec, 2015

FCA publishes main consultation paper on implementing MiFID II, Conduct & Markets. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

Fri 11 Dec, 2015

ESMA publishes Final Report Draft implementing technical standards under MiFID II (ESMA/2015/1858)

Thu 26 Nov, 2015

ESMA publishes Final Report Guidelines on complex debt instruments and structured deposits (ESMA/2015/1783)

Thu 05 Nov, 2015

ESMA publishes CP on Indirect clearing arrangements under EMIR and MiFIR (ESMA/2015/1628)

Mon 19 Oct, 2015

FCA hosts MiFID II Wholesale Firms Conference

Mon 05 Oct, 2015

ESMA publishes letter on the two RTS for indirect clearing under EMIR and MiFIR, to be subject of a joint consultation (ESMA/2015/1498)

Mon 28 Sep, 2015

ESMA publishes Final Report on Draft Regulatory and Implementing Technical Standards on MiFID II/MiFIR (ESMA/2015/1464)

Mon 31 Aug, 2015

ESMA publishes Consultation Paper on the remaining ITS under MiFID II that it had not already consulted on, namely suspension and removal of financial instruments from trading on a trading venue, data reporting services providers (DRSPs) and weekly aggregated position reports for commodity derivatives and emission allowances (ESMA/2015/1301)

Mon 29 Jun, 2015

ESMA publishes Final Report MiFID II/MiFIR draft Technical Standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities (ESMA/2015/1006)

Mon 11 May, 2015

Announcement of a delayed submission of the MiFID II and MiFIR RTS from July to September 2015 in a letter from ESMA to the European Commission

Thu 23 Apr, 2015

ESMA publishes Consultation Paper  on draft guidelines for the assessment of knowledge and competence in respect of articles 24 and 25 of  MiFID II (ESMA/2015/753)

Tue 24 Mar, 2015

ESMA publishes Consultation Paper on Draft guidelines on complex debt instruments and structured deposits (ESMA/2015/610)

Mon 02 Mar, 2015

Deadline for responses to ESMA consultation paper on MiFID II / MiFIR (ESMA/2014/1570)

Thu 19 Feb, 2015

FCA publishes Feedback statement on DP14/3 – Discussion on the use of dealing commission regime, related to MiFID II (FS15/1)

Wed 18 Feb, 2015

ESMA publishes Addendum Consultation Paper on MiFID II/MiFIR on transparency requirements for non-equity instruments (ESMA/2015/319) (complements CP ESMA/2014/1570 covering partly the same topic)

Fri 19 Dec, 2014

ESMA publishes consultation paper on MiFID II / MiFIR, in relation with investor protection, transparency, micro-structural issues, data publication and access, requirements applying on and to trading venues, commodity derivatives, market data reporting and post-trading issues (ESMA/2014/1570)

Fri 19 Dec, 2014

ESMA publishes final technical advice on MiFID II and MiFIR, in relation with investor protection, transparency, data publication, micro-structural issues, requirements applying on and to trading venues, commodity derivatives and portfolio compression (ESMA/2014/1569)

Thu 11 Dec, 2014

EBA publishes final technical advice on criteria and factors for intervention on structured deposits under MiFIR (Op/2014/13)

Tue 08 Jul, 2014

MiFID II/ MiFIR public hearings: Investor protection issues; Commodity derivatives

Mon 07 Jul, 2014

MiFID II/ MiFIR public hearings: Market issues

Wed 02 Jul, 2014

MiFID II / MiFIR entry into force.

Wed 02 Jul, 2014

Certain MiFIR articles specified in Article 55 start applying, in relation with the RTS developed by ESMA and the delegated acts, implementing acts and decisions adopted by the Commission

Thu 12 Jun, 2014

MiFID II / MiFIR, BRRD (Bank Recovery and Resolution Directive), and MAD II published in the Official Journal of the EU.

Thu 22 May, 2014

ESMA publishes Consultation Paper on the technical advice and a Discussion Paper on future ESMA RTS and ITS. The CP cover investor protection, transparency, data publication, micro-structural issues, requirements applying on and to trading venues, commodity derivatives and portfolio compression. (ESMA/2014/549) The DP covers investor protection, transparency, micro-structural issues, data publication and access, requirements applying on and to trading venues, commodity derivatives, market data reporting and post-trading issues  (ESMA/2014/548)

Thu 20 Oct, 2011

European Commission (EC) publishes proposals for a revised Directive (MiFID II) and a new Regulation (MiFIR)

Mon 20 Sep, 2010

Public hearings in Brussels on the review of MiFID

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