Major Date

Wed 03 Jan, 2018

Entry into application of MiFID II / MiFIR

Sat 04 Feb, 2017

Phase 1 – Category 1  application of WGMR non-cleared margin rules under EMIR

Wed 01 Jun, 2016

Market Abuse Directive 2 entry into force and repeal of MAD 1

Fri 01 Jan, 2016

Target Launch Date for EU FTT

Thu 01 Jan, 2015

BRRD-imposed national resolution funds to be replaced by the SRF

Tue 01 Jul, 2014

  • New account due diligence/identification begins
  • Grandfathered Obligations: Payments on certain obligations outstanding on 1/7/14 are exempt from FATCA withholding.
  • FATCA withholding begins on US source FDAP payments to new account holders identified as:
    • NPFFIs
    • Recalcitrants
    • Passive NffEs with undisclosed Substantial U.S. Owners

Wed 30 Apr, 2014

FCA deadline for compliance with EMIR risk mitigation techniques

Mon 14 Apr, 2014

Market Abuse Directive 2 adopted by EU Council

Wed 18 Dec, 2013

Banking reform bill receives Royal Assent

Sun 15 Sep, 2013

Requirement for Portfolio Reconciliation, Portfolio Compression and Dispute Resolution (RTS 149/2013)

Fri 15 Mar, 2013

Requirement to notify regulators of NFC+ status

Fri 15 Mar, 2013

Requirement for FCs and NFC+s to carry out daily MTM (or mark to model) valuations

Thu 17 Jan, 2013

Final FATCA regulations released

Tue 20 Jan, 2009

Anglo Irish Bank bail-out

Sat 18 Oct, 2008

RBS, Lloyds and HBOS bail-out

Mon 29 Sep, 2008

Bradford & Bingley bail-out

Sun 28 Sep, 2008

Fortis bail-out

Tue 16 Sep, 2008

First AIG bail-out

Mon 15 Sep, 2008

Bank of America buys Merrill Lynch

Mon 15 Sep, 2008

Lehman Brothers collapse

Sun 07 Sep, 2008

US Government rescues Fannie Mae and Freddie Mac

Fri 14 Mar, 2008

Bear Stearns bail-out

Fri 14 Sep, 2007

Northern Rock bail-out

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