Tag: CASS RP for insurance intermediaries
FCA Legislation Update
On 26 April 2013, the FCA published its first Policy Development Update (PDU) for April 2013 which details forthcoming FCA publications relating to a number of areas, including RRP, client assets and EMIR, as detailed below. High level standards Initiative Current Expected Publication Date Previous Expected Publication Date Recovery and Resolution Plans: policy statement to CP11/16 […]
CASS Resolution Pack Seminar
I will be presenting a half-day workshop on CASS Resolution Packs on 29 November 2012 as part of the Infoline Client Assets & Client Money Protection Conference. The workshop will address a number of topics, including: The background to CASS RP; The CASS RP regulations; Implementing a CASS RP; The form of a CASS RP; […]
FSA Consults on CASS Resolution Packs for Insurance Intermediaries
On 28 August, the FSA published Consultation Paper CP12/10, “Review of the client money rules for insurance intermediaries”. The Consultation Paper is aimed at all insurance intermediaries to which CASS 5 applies. It attempts to address a number of concerns which arose during the FSA’s review of CASS 5, including: inappropriate controls around the use […]