Tag: JP Morgan
Notices: FCA freed to fire from the hip
The Supreme Court’s recent decision in FCA v Macris is likely to have a significant effect on the way that enforcement bodies draft, publish and craft their warnings and final enforcement notices. To begin, please consider the following scenarios: Scenario A: A notice is drafted that places blame with a particular set of individuals. The […]
ECB zeroes its sights in
On 4 September 2014, ECB published the final list of significant credit institutions that it will directly supervise from 4 November 2014. The 120 significant credit institutions represent almost 85% of total banking assets in the euro area. Almost all of them have been designated as significant due to their size or due to total […]