UCITS V

Introduction When I started in securities custody there were no specific laws or rules about it, few regulators knew what it was, accounts were opened for new clients on the strength of a telex request and contracts to look at as precedents, if there were any at all, were two, perhaps as many as six […]

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September 30th, 2014 by Simon Lafrance Tags: , , ,

On 26 September 2014, ESMA published a consultation paper on the technical advice to the European Commission on delegated acts required by the UCITS V directive. The consultation paper covers advice on two topics:  the insolvency protection of UCITS assets when the depositary delegates custody functions to a third party and the independence requirements between […]

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